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ASIC取消Indie Advice的AFS许可证

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澳大利亚证券和投资委员会(ASIC)取消了总部位于悉尼的金融服务提供商Indie Advice Pty Ltd的澳大利亚金融服务(AFS)许可证。

许可证取消于2024年1月19日生效。

在ASIC意识到Indie Advice一段时间没有提供金融服务后,该许可证被取消。根据《公司法》,如果被许可人停止提供金融服务,ASIC可以暂停或取消AFS许可证。

自2018年10月23日起Indie Advice持有AFS许可证,编号为511786。被授权向零售和批发客户提供金融产品建议。

该许可证有效期至2024年6月30日,以保持内部和外部争议解决计划的运行。

校对:找茬

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